# Stay Ahead of Rapid Change

Regulatory compliance and disaster recovery strategies require more than constant vigilance—you want someone who’s been here before. Blue Mantis has the expertise to help you stay compliant and secure.

## Why Blue Mantis for Finance & Banking

We have a long history in supporting finance and banking companies, from regional branches to investment powerhouses. We understand your unique challenges to meet regulatory requirements while being able to always anticipate what’s next.

78% of financial institutions believe cloud improves security posture  
62% of financial institutions report greater operational flexibility using cloud  
61% of financial institutions gained actionable insight into large data using analytics  
83% of financial executives report seamless customer experience using cloud

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## Proven Finance & Banking Outcomes from Blue Mantis

### Compliance, Security, & Resiliency

We understand your regulatory requirements and help ensure you stay compliant. We assess your cybersecurity maturity, remediate your weaknesses, and provide network resiliency.

### Velocity Towards Innovation

Your customers demand cutting-edge tech. We empower banks, brokers, and advisors by providing a managed platform that simplifies every aspect of the DevOps process.

### Streamlined FinOps

With our unique cloud assessment and monitoring tools, we provide real-time usage reporting and work with you to develop your modernization roadmap, eliminating wasteful IT spending.

> We’ve worked with other partners that haven’t been able to deliver as well as we expected, or who didn’t have the resources or the technology knowledge we needed. [Blue Mantis] has a very deep bench. They have the people that know our processes, and they know our business and what we need to do to move forward.
> 
> Chris Varner  
> CTO, DDJ Capital Management

## Scope of State Law

|     |     |     |
| --- | --- | --- |
| **State** | **Types of Residents To Whom The Law Applies** | **Exceptions For Employment-Related Information** |
| Colorado | An individual who is a Colorado resident acting only in an individual or household context and does not include an individual acting in a commercial or employment context, as a job applicant, or as a beneficiary of someone acting in an employment context. | Data maintained for employment records purposes. |
| Connecticut | An individual who is a resident of Connecticut and does not include an individual acting in a commercial or employment context or as an employee, owner, director, officer or contractor of a company, partnership, sole proprietorship, nonprofit or government agency whose communications or transactions with us occur solely within the context of that individual’s role with the company, partnership, sole proprietorship, nonprofit or government agency. | Data processed or maintained in the course of an individual applying to, being employed by, or acting as an agent or independent contractor, to the extent that the data is collected and used within the context of that role. |
| Montana | An individual who is a resident of Montana and does not include an individual acting in a commercial or employment context or as an employee, owner, director, officer, or contractor of a company, partnership, sole proprietorship, nonprofit, or government agency whose communications or transactions with the controller occur solely within the context of that individual’s role with the company, partnership, sole proprietorship, nonprofit, or government agency. | Data processed or maintained in the course of an individual applying to, being employed by, or acting as an agent or independent contractor, to the extent that the data is collected and used within the context of that role. |
| Oregon | A natural person who resides in Oregon and acts in any capacity other than in a commercial or employment context. | Information processed or maintained solely in connection with, and for the purpose of, enabling an individual’s employment or application for employment; an individual’s ownership of, or function as a director or officer of, a business entity; or an individual’s contractual relationship with a business entity. |
| Texas | An individual who is a resident of Texas acting only in an individual or household context and does not include an individual acting in a commercial or employment context. | Data processed or maintained in the course of an individual applying to, being employed by, or acting as an agent or independent contractor, to the extent that the data is collected and used within the context of that role. |
| Utah | An individual who is a resident of Utah acting in an individual or household context and does not include an individual acting in an employment or commercial context. | Data processed or maintained in the course of an individual applying to, being employed by, or acting as an agent or independent contractor, to the extent the collection and use of the data are related to the individual’s role. |
| Virginia | A natural person who is a resident of Virginia acting only in an individual or household context and does not include a natural person acting in a commercial or employment context. | Data processed or maintained in the course of an individual applying to, being employed by, or acting as an agent or independent contractor, to the extent that the data is collected and used within the context of that role.